Cross River’s compliance framework is a strategic asset for our clients and their customers. We strive to be the industry’s Gold Standard, requiring adherence to laws and regulations, as well as a solid compliance management system. We believe responsible corporate governance is an imperative.
We understand the complex, ever-shifting regulatory environment of global banking, and view the Compliance Framework under which we operate as a benefit and protective umbrella for our customers, employees and shareholders.
Where knowledge meets responsibility.
Striving to be the Gold Standard
Cross River incorporates people, processes, and technology to form a trusted internal Compliance Management System which includes:
- BACKGROUND CHECKS
- FEDERAL & STATE LICENSURE REVIEWS
- POLICY & PROCEDURE REVIEWS
- DAILY REVIEW OF FILES
- SAMPLE TRANSACTION REVIEWS
- SITE VISITS
- ANNUAL REVIEW OF RELATIONSHIPS
- MARKETING, ADVERTISING & WEBSITE REVIEWS
- REGULATORY RISK ASSESSMENTS